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ACFE Certified Fraud Examiner - Fraud Prevention and Deterrence Exam Sample Questions (Q37-Q42):
NEW QUESTION # 37
Which of the following is TRUE regarding corporate governance?
- A. Corporate governance's primary purpose is to ensure the accuracy of the organization's financial reports
- B. An entity's corporate governance structure specifies the distribution of rights and responsibilities among the different participants in the organization
- C. Fraud risk management is considered to be the foundation of effective corporate governance
- D. Effective corporate governance practices are most necessary in an organization in which the owners are also the individuals responsible for setting the corporate strategy.
Answer: B
Explanation:
Definition of Corporate Governance:
Corporate governance establishes the framework for decision-making and accountability within an organization. It includes roles, rights, and responsibilities of stakeholders such as the board, management, and shareholders.
Why D is Correct:
The governance structure formalizes the distribution of roles and ensures clarity in accountability and oversight.
NEW QUESTION # 38
ArtisanWare, Inc. is a retailer of high-end kitchen supplies. The company receives a very large order from EFG Company, a new customer in a different country that wants to pay on credit.
Which of the following is MOST ACCURATE regarding the due diligence procedures that ArtisanWare should perform on EFG before proceeding with this transaction?
- A. ArtisanWare should perform the same level of due diligence as it would for any other customer to avoid claims of discrimination.
- B. ArtisanWare does not need to take any specific procedures to verify EFG's identity before accepting the transaction.
- C. ArtisanWare only needs to undertake due diligence procedures if EFG conducts business in countries with known corruption risks.
- D. ArtisanWare should examine EFG's net worth as part of deciding whether to allow the purchase on credit.
Answer: D
NEW QUESTION # 39
Which of the following Is one of the recommendations made by the National Commission on Fraudulent Financial Reporting (the Treadway Commission) to reduce the probability of fraud in financial reports?
- A. Have adequate compensation committee resources and authority
- B. Give shareholders oversight of hotline reporting programs
- C. Have a mandatory independent audit committee
- D. Develop a written charter for management
Answer: C
Explanation:
Treadway Commission Recommendations:
Establishing an independent audit committee is essential for oversight and reducing fraud risk in financial reporting.
Audit committees play a critical role in ensuring the integrity of financial statements.
NEW QUESTION # 40
According to the Committee of Sponsoring Organizations of the Treadway Commission (COSO).________Is "a process. effected by an entity's board of directors, management, and other personnel, designed to provide reasonable assurance regarding the achievement of objectives relating to operations, reporting, and compliance."
- A. Fraud risk management
- B. Internal control
- C. Operational risk assessment
- D. Financial reporting
Answer: B
Explanation:
COSO defines internal control as a process enacted by an entity's board, management, and personnel to provide reasonable assurance regarding objectives in operations, reporting, and compliance.
NEW QUESTION # 41
Which of the following is a TRUE statement regarding the role of a well-designed organizational structure within an anti-fraud program?
- A. A confused organizational structure makes it harder for a fraudster to perpetrate and conceal their misdeeds.
- B. Flowcharts displaying departmental structures can be a helpful tool in communicating the proper flow of information as part of fraud prevention efforts.
- C. It is best to avoid formally documenting organizational structures to limit fraudsters' ability to circumvent oversight controls.
- D. Communicating the proper flow of information to everyone in the organization can increase the organization's vulnerability to fraud.
Answer: B
NEW QUESTION # 42
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